. . . It is the modest purpose of this paper to
reassert the view that there is a direct relation between the triumph of
Christianity and the decline of the Roman Empire. But, of course, it will not
be a simple return to Gibbon. What Gibbon saw as merely a destructive power
must be understood on its own terms of Civitas
dei – a new commonwealth of men for men. Christianity produced a new style
of life, created new loyalties, gave people new ambitions and new
satisfactions. So far nobody has written a realistic evaluation of the impact
of Christianity on the structure of pagan society. I will not attempt such a
task here. I shall confine myself to a few elementary remarks on the impact of
Christianity on political life between the fourth and the sixth centuries A. D.
II
In the third century the Roman Empire had faced disintegration. It survived thanks to the strenuous efforts at reconstruction
which are connected with the names of Claudius Gothicus, Diocletian, and
Constantine. The result was an organization founded on compulsion. For reasons
which have not yet been entirely explained, money economy collapsed in the
third century; there were moments in which barter and taxation in kind seemed
destined to replace money transactions in the empire. This crisis was overcome.
Constantine introduced gold coins, the solidi,
which remained the standard for about 800 years and served as an ultimate basis
both for the fiscal system and private transactions. But there was a debased
currency for everyday use, and the fluctuations in the rates of exchange
between gold and debased currency were a
source of uncertainty and an excuse for extortion. The middle class emerged
from the crisis demoralized and impoverished. Civil servants and soldiers were
paid less in the fourth century than in the third. They came to rely on fees
and bribery to supplement their salaries. Whatever the explanation may be,
there developed also a shortage of manpower, while ordinary activities were
made more burdensome by excessive taxation and the general unpleasantness of
life. Barbarian invasions and civil wars must have destroyed a great deal of
wealth. People tended to drift away from their work; and the government
answered by binding the peasant to the land, making compulsory and heredity
certain activities and transforming the city councils into compulsory and
heredity corporations responsible for the collection of taxes.
The army needed men. About 500,000 men seem to have been required by the army,
and there were not enough volunteers to make up this number. Recruitment was no
easy matter. Landed proprietors had to supply recruits from among their serfs
or at least had to compound by paying money. The son of a soldier was bound, at
least under certain circumstances, to follow his father’s profession. But the
best soldiers were recruited among the barbarians, mainly Germans and
Sarmatians, who were settled within the empire either individually or in
communities. The army was therefore organized on uneconomic lines. It was made
even more uneconomic by the division between frontier and central army. The
frontier were guarded by soldiers who were less well paid and less respected
than their colleagues of the mobile force in the center.
To pay such an army a prosperous empire was needed. The empire was not
prosperous, and there are reasons to believe that insecurity and inflation
curtailed traffic. We have not enough evidence about the volume of trade
circulating in the Roman empire at any given moment. We are therefore in no
position to state in figures that there was less trade in the fourth century
than , for instance, in the second century. But we can infer from the decline
of the bourgeoisie in the fourth
century and from the exclusive importance of the great landowners that
prosperous traders were few. One has the impression that long-distance trade
was increasingly in the hands of small minorities of Syrian and Jews.
Two capitals have replaced one, there were more unproductive expenses than
before. Constantinople, the new Rome, grew up a marvel to see. But, as in the
older Rome, the citizens of Constantinople enjoyed the privilege of a free
supply of bread – the corn being provided by Egypt.
Preachers in their sermons painted in violence colors the contrast between
wealth and poverty, and invariably intimated that wealth was the root of
oppression. St. Ambrose in the West and St. John Chrysostom in the East
attacked the rich who bought house after house and field after field, throwing
out the former owners. What they say seems to be confirmed by the few data we
have about individual estates in the fourth and fifth centuries. Some families
had princely possessions spread over several provinces of the empire. They
lived more and more, though not yet exclusively, in the country, and their
estates were self-sufficient units. The wealthiest landowners were members of
the senatorial class. Here again, the change from the third century is evident
and important. In the third century the class of senators was definitely
declining. The senators were deprived of the command of the armies and to a
certain extent of the provincial government. The conditions of the fourth
century did not allow the senators to recover control of the army: professional
soldiers, most frequently of German origin, took over. But the senatorial class
absorbed their former rivals, the knights, and developed into a powerful clique
of great landowners who, especially in the West, monopolized what was left of
of civilized life outside the church and played an increasing part in the
church itself. Senators and great landowners became almost synonymous terms.
These people knew the comforts and amenities of life; they cultivated rhetoric
and poetry. In Rome, under the guidance of Symmachus, they provided the last
bastion of paganism. Elsewhere they turned to the Church.
III
The fact that the aristocracy played a role of increasing importance in the
affairs of the Church is only one aspect of what is perhaps the central feature
of the fourth century: the emergence of the Church as an organization competing
with the State itself and become attractive to educated and influential
persons. The Sate, though trying to regiment everything, was most able to
prevent or suppress the competition of the Church. A man could in fact escape
from the authority of the State if he embraced the Church. If he like power he
would soon discover that there was more power to be found in the Church than in
the State. The Church attracted the most creative minds – St. Ambrose, Sty
Jerome, Hilarius of Poitiers, St Augustine in the West; Athanasius, John
Chrysostom, Gregory of Nazianzus, and Basil of Caesarea in the East: almost all
born rulers, rulers of a type which, with the exception of the scholarly emperor
Julian, it has hard to find on the imperial throne. They combined Christian
theology with pagan philosophy, worldly political abilities with a secure faith
in immortal values. They could tell both the learned and the unlearned how they
should be behave, and consequently transformed both the external features and
the inner meaning of the daily existence of an increasing number of people.
Gibbon was simplifying a very complicated issue when he insinuated that
Christianity was responsible for the fall of the empire. But he perceived that
the Church attracted many men who in the past would have become excellent
generals, governors of provinces, adviser to the emperors. Moreover, the Church
made ordinary people proud, not of their old political institutions, but of
their new churches, monasteries, ecclesiastical charities. Money which would
have gone to the building of a theater or of an aqueduct now went to the
buildings of churches and monasteries. The social equilibrium changed – to the
advantage of the spiritual and physical conditions of monks and priests, but to
the disadvantage of the ancient institutions of the empire.
The expanding and consolidating hierarchical organization of the Church offered
scope for initiative, leadership, ambition. With Theodosius’ law of A. D. 392
pagan cults became illegal. Other laws were directed against heretics. Catholic
priests obtained all sorts of privileges, including that of being judged by
their own bishops in the case of criminal offences. This was the outcome of a
century of struggles. St. Ambrose, having thrown the whole weight of his
powerful and fearless personality into the struggle, compelled the aging Theodosius
to yield to the demands of the Church. St. Ambrose’s victory can be considered
final in so far as paganism is concerned. When Alaric captured Rome in 410 many
people asked themselves whether the ruin of Rome was not the sign that Christianity
was bad for the empire. The Christian answer to these doubts prevailed. It
opened a new epoch in the philosophy of history. The political disaster was
real enough, but more real was the faith which inwardly transformed the lives
of the multitudes and which was now given its intellectual justification in his
City of God.
If paganism was dying, this did not mean that the unity of the Church, willed
by St. Ambrose and St Augustine and accepted by Theodosius, was entirely safe. The great episcopal churches of Rome,
Constantinople, Antioch, and Alexandria were maneuvering against each other.
Nobody seriously challenged the hegemony of Rome in the West (perhaps because
the claims of the Roman bishops were still vague), but even in Rome we meet
rival bishops fighting each other with the support of excited crowds. And there
were heresies. If Arianism was a lost cause inside the Empire, it prospered
among the barbarians pressing on it borders. Other heresies, such as
Priscillianism in Spain and Donatism in Africa, kept their appeal for a long
time.
Much can be said about the internal conflicts, the worldly ambitions, the
intolerance of the Church. Yet the conclusion remains that while the political
organization of the empire became increasingly rigid, unimaginative, and
unsuccessful, the Church was mobile and resilient and provided space for those
whom the State was unable to absorb. The bishops were the centers of large
voluntary organizations. They founded and controlled charitable institutions.
They defended their flocks against state officials. When the military situation
grew worse, they often organized armed resistance against the barbarians. It
seems to me impossible to deny that the prosperity of the Church was both a
consequence and a cause of the decline of the state. People escaped from the
state into the Church and weakened the state by giving their best to the
Church. This is a situation which in its turn requires analysis and
explanation. But its primary importance cannot be overlooked. The best men were
working for the Church, not for the state.
Monasticism provides the most telling test of the capacity of the Church in the
fourth century. The first hermits of the third century were Christians who in
order to live a perfect Christian life abandoned both the pagan world and
Christian communities and retired to the desert. This was no simple revolt
against society. It was born out of a deep experience of struggle against the
temptations of the flesh. Where there is a hermit, there is the devil. The
devil was a powerful reality in late antiquity, and the hermit was both obsessed
by the devil and determined to fight him. The devil pursued the hermit, but the
hermit believed he had the right weapons to counter-attack. St. Anthony was the
model hermit, and his biography written by St. Athanasius became the model for
all lives of saints, one of the most influential books of any time. But the
hermits were a clear menace to orderly Christian society. Each of them
organized his life on his own lines, defying the authority of the bishops and
claiming to be the embodiment of the perfect Christian. While official Christianity
was now bent on organizing the world and on achieving a working compromise with
worldly ambitions, the hermits expressed contempt for the world. On the other
hand, as Athanasius himself recognized when he chose to write the life of St.
Anthony, the hermits were the true representatives of Christian asceticism.
They could not be eliminated. A solution of the dilemma was found in creating
monastic orders were collective life according to strict ascetic rules replaced
the hermit’s individual escape from the this world. First Pachomius, then Basil
laid down the rules for the monasteries they founded and controlled. St. Basil’s Rule inspires Eastern monastic
rules even today.
Monasticism was introduced to the West in the second part of the fourth
century. St. Jerome was the popularizer of the Eastern monastic ideals and
found disciples among the most aristocratic lades of Rome. Later St. Augustine
dictated rules for people inclining to monastic life both in his Regula ad servos dei (the authenticity
of which is disputed) and in his ascetic treatises, such as De opere Monachorum and De saneta Virginitate. So his
contemporary John Casssian in France. All these rules provided approved
patterns of life and introduced manual work as a normal part of a monk’s day.
They also established direct or indirect control by the ecclesiastical
authorities over the monasteries. This is not to say that the sting was taken entirely
out of monastic life. The monks, especially in the East, proved often to be
unruly, rebellious, disturbingly fanatical, and ignorant. Much social
discontent contributed to their psychology. But monasticism as a whole ceased
to be a danger and became a source of power and inspiration for the Church.
Ultimately, monasticism became a constructive force in society: it united men
in a new form of communal life and gave them a considerable amount of economic
independence and political self-government. When Cassiodorus added specific
cultural activities to the ordinary life of his monks, a new chapter opened in
the intellectual history of Europe. The monks were not helping the Empire to
survive. Judged from the traditional point of view of the pagan society they
were a subversive force. But they provided an alternative to pagan city life.
IV
Monasticism is the most obvious example of the way
in which Christianity built something of its own which undermined the military
and political structure of the Roman empire. Yet this is only part of the story.
As soon as the barbarians were let into the empire, the conflict between pagan
society and Christian society changed its aspect. A new factor was introduced.
It remained to be seen whether pagans or Christians would succeed better in
dealing with the barbarians. From the end of the fourth century A.D. the
Christian Church was asked not only to exorcise the devils, but to tame the
barbarism. Next to Satan, the barbarians were the problem of the day. Like the
devils, the barbarians could be found everywhere, but unlike the devils no
simple formula could chase them away.
Here the Church had to cooperate with subtlety in a variety of situations: it
had to prove itself superior to the pagans.
It was soon evident that the East was safer than the West. The main German
pressure was on the Rhine and Danube. Asia was fairly secure. The military
reservoir of Asia Minor provided enough solders for the emperors of
Constantinople to counterbalance the influence of German mercenaries and to
help to keep them in their place. Constantinople proved to be an impregnable
fortress. But the military aspects of the situation cannot be separated from
the social ones. The East was after not only because it was stronger, but also
because it was less dissatisfied with the Roman administration. The
concentration of wealth in a few hands did not go quite as far as in the West.
City life survived better in the East, and consequently the peasants there were
less hard pressed. If we except Egypt, the Easy had no parallel to the endemic
revolts of the Bagaude and the circumcelliones*
of Gaul, Spain, and Africa. In the West there were people wondering whether their
lot would not be better under the barbarians. The French priest Salvianus, the
author of the De gubernations dei,
written in 450, was deeply impressed by the quality of the Germans; and there
was the famous story of a Roman who lived among the Huns and explained why he
was better off with them.
This evidence does not of course mean that the barbarians were greeted as
liberators in any part of the empire. The slaves and serfs were not freed by the
barbarians. They simply changed masters and had to bear the consequences of all
the destructions and revolutions. It is true that the curiales** were progressively relieved of their burdens and that the
corporate system of the late Roman empire fell into desuetude. But the curiales disappeared only because city
life disappeared. The picture of the barbarians arriving as a liberation army
is a fantastic travesty of the facts. What must be taken to account, however, is
that in the West the psychological resistance to the barbarians was less strong
than in the East. Not only military weakness, but defeatism paved the way for
the German invasion of Italy and the western provinces.
We badly need systematic research on the regional differences in the attitude
of the Church towards the Roman state. Generalizations are premature. But some
facts are apparent. The Greek Fathers never produced searching criticisms of the
Roman state comparable with those of St. Augustine and Salvian. On the
contrary, St. John Chrysostom supported the anti-German party in
Constantinople, and Synesius became a convert and a bishop after having
outlined the programme of that party. It would seem that in the West, after
having contributed to the weakening of the empire, the Church inclined to
accept collaboration with the barbarians and even replacement of the Roman
authorities by barbarian leaders. In the East (with the partial exception of
Alexandria) the Church appreciated the military strength of the Roman state and
the loyalties it commanded. No doubt the Eastern churches, too, did not
hesitate to deprive Roman administration of the best men and of the best
revenue whenever they could, but, at least from the second part of the fourth
century, they threw in their weight with the new Rome.
Looking at both sides of the empire, one conclusion seems inescapable. The
Church managed to have it both ways. It could help the ordinary man either in
his fight against the barbarian or in his compromise with them. It succeeded
where pagan society had little to offer either way. The educated pagan was by
definition afraid of barbarians. There was no bridge between the aristocratic
ideals of a pagan and the primitive violence of the German invader. In theory
the barbarians could be idealized. Primitivism has always had its devotees.
Alternatively, a few select barbarians could be redeemed by proper education
and philosophical training. There was no objection to barbarians on racial
grounds. But the ordinary barbarian as such was nothing more than a nightmare
to the educated pagan.
The Christians had a different attitude and other possibilities. They could
convert the barbarians and make them members of the Church. They had discovered
a bridge between barbarians and civilization. Alternatively, the Church gave
its moral support to the struggle against the barbarians: the defense of the
empire could be presented as the defense of the Church. It is obvious tat if we
had to analyze the process in detail we should have to take account the complications
caused by the existence of doctrinal differences within the Church. It was
commonly felt that an heretic was worse than a pagan. Thus the fight against
German Arians was even more meritorious than the fight against German pagans. What
really matters to us is that in the West the Church gradually replaced the
dying State in dealing with the barbarians. In the East, on the other hand, the
Church realized that the Roman state was much more vital and supported it in
its fight against the barbarians. In the West, after having weakened the Roman
state, the Church accepted its demise and acted independently in taming them.
In the East, the Church almost identified itself with the Roman State of Constantinople.
In both cases, ordinary people needed protection and guidance. The wealthy classes
were capable of looking after themselves either under the Roman emperor or
under barbarian kings. But ordinary people wanted leaders. They found them in
their bishops.
Above all, something had to be done in order to establish a communal life which
both Romans and barbarians could share. A glance at the life of St. Severinus***
by Eugippius is enough to give the impression of what a courageous and imaginative
Christian leader could do in difficult circumstances. In the fourth and fifth
centuries the bishops did not make much of an effort to convert the barbarians
who were living outside the borders of the Roman empire. But the were deeply
concerned with the religion of the barbarians who settled in the empire. In
other words, the conversion to Christianity
was part of the process whereby Germans
were, at least to some extent, romanized and made capable of living
together with the citizens of the Roman empire. The process of romanizing the
barbarians by christianizing them is an essential feature of the Roman empire
between Constantine and Justinian. If it did not save the empire, at least in
the West, it saved many features of Roman civilization.
The superiority of Christianity over paganism in dynamism and efficiency was
already evident in the fourth century. The Christians could adapt themselves
better to the new political and social situation and deal more efficiently wit
the barbarians. A closer analysis of the relations between the pagans and
Christians in the fourth century is therefore the necessary presupposition for
any further study of the decline of the Roman Empire. Such analysis may show that
in these field as well as in other fields the solitary Jacob Burckhardt was
nearer the truth than any other historian of the 19th century. His book on
Constantine was inspired by Gibbon and merciless in its judgement of the emperor who christianized
the empire, but was very careful to avoid confusion between Constantine and the
cause he embraced. Burckhardt tried to understand what the Church had given to
a declining empire and under what conditions it was prepared to do so. We are
still wrestling with the same problem.
* https://en.wikipedia.org/wiki/Bagaudae
https://en.wikipedia.org/wiki/Circumcellions
** https://en.wikipedia.org/wiki/Curiales
*** https://en.wikipedia.org/wiki/Severinus_of_Noricum