Sunday, December 20, 2020

Defense of the Heuristic Use of National Character by Gregory Bateson

 
 

[Gregory Bateson is kind of a '60s guy, always trying to force his  acute empirical observations of human behavior into a theory and getting into conceptual entanglements and fog. Yet he resists magisterium  and has a lighter touch than most comparable intellectuals of his time. . .  this is a rather too long Post but National Character is a long-standing interest of mine so I thought I should include the entire text of this paper here.]




Morale and National Character
*


We shall proceed as follows. (1) We shall examine some of the criticisms which can be urged against our entertaining any concept of ‘national character.’ (2) This examination will enable us to state certain conceptual limits within which the phrase ‘national character’ is likely to be valid. (3) We shall then go on, within these limits, to outline what orders of difference we may expect to find among Western nations, trying, by way of illustration, to guess more concretely at some of these differences. (4) Lastly, we shall consider how the problems of morale and international relations are effected by differences of this order.

Barriers to Any Concept of ‘National Character’

Scientific enquiry has been diverted from questions of this type by a number of trains of thought which lead scientists to regard all such questions as unprofitable
and unsound. Before we hazard any constructive opinion as to the order of differences to be expected among European populations, therefore, these diverting trains of thought must be examined.

It is, in the first place, argued that not the people but the circumstances under which they live differ from one community to another; that we have to deal with differences in historical backgrounds or in current conditions, and that these factors are sufficient to account for all the differences in behavior without invoking any differences of character in the individual’s concerned. Essentially this argument is an appeal to Occam’s Razor – an assertion that we ought not to multiply entities beyond necessity. The argument is that, where observable differences in circumstances exist, we ought to evoke those rather than mere differences in character, which we cannot observe.

The argument may be met in part by quoting experimental data, such as Lewin’s experiments (unpublished material), which shows that there are great differences in the way in which Germans and Americans respond to failure in an experimental setting. The Americans treated failure as a challenge to increase efforts; the German’s responded to the same failure with discouragement.  But those who argue for effectiveness of conditions rather than character can still reply that the experimental conditions are not, in act, the same for both groups; that the stimulus value of any circumstance stands out against the background of the other circumstances in the life of the subject, and that this contrast cannot be the same for both groups.

It is possible, in fact , to argue that since the same circumstances never occur for individuals of different cultural backgrounds, it is therefore unnecessary to invoke such abstractions as national character. This argument, breaks down, I believe, when it is pointed out that, in stressing circumstances rather than character, we would be ignoring the known facts about learning. Perhaps the best documented generalization in the field of psychology is that, at any given moment, the behavioral characteristics of any mammal, and especially of man, depend upon the previous experience and behavior of that individual. Thus in presuming that character, as well as circumstance, must betaken into account, we are not multiplying entities beyond necessity; we know of the significance of learned character from other types of data, and it is this knowledge which compels us to consider the additional ‘entity’.

A second barrier to any acceptance of the notion of ‘national character’ arises after the first has been negotiated. Those who grant that character must be considered can still doubt whether any uniformity or regularity is likely to obtain within such a sample of human beings as constitutes a nation. Let us grant at once that uniformity obviously does not occur and let us proceed to consider what sorts of regularity may be expected.

The criticism we are trying to meet is likely to take five forms. 1) The critic may point to the occurrence of sub-cultural differentiation, to differences between the sexes or between classes, or between occupational groups within the community. 2) he may point to the extreme heterogeneity and confusion of cultural norms which can be observed in ‘melting-pot’ communities. 3) He may point to the accidental deviant, the individual who has undergone some ‘accidental’ traumatic experience, not usual among those in his social environment. (4) He may point to the phenomena of cultural change, and especially the sort of differentiation which results when one part of the community lags behind some other in rate of change. (5) Lastly, he may point to the arbitrary nature of national boundaries.

These objections are closely interrelated, and the replies to them derive ultimately from two postulates: first, that the individual, whether from a physiological or a psychological point of view, is a single organized entity, such that all its ‘parts’ or ‘aspects’ are mutually modifiable and mutually interacting; second, that a community is likewise organized in this sense.

If we look at social differentiation in a stable community –say, at sex differentiation in a New Guinea tribe- we find that it is not enough to say that the habit system or the character structure of one sex is different from that of another. The significant point is that the habit system of each sex cogs into the habit system of the other; that the behavior of each promotes the habits of the other. We find, for example, between the sexes, such complementary patterns as spectatorship- exhibitionism, dominance-submission, and succoring-dependence, or mixtures of these. Never do we find mutual irrelevance between such groups.

Although it is unfortunately true that we know very little about the terms of habit differentiation between classes, sexes, occupational groups, etc., in Western nations, there is, I think, no danger in applying this general conclusion to all cases of stable differentiation between groups which are living in mutual contact. It is, to me, inconceivable that two differing groups could exist side by side in a community without some mutual relevance  between the special characteristics of one group and those of the other. Such an occurrence would be contrary to the postulate that a community is an organized unit. We shall, therefore, presume that this generalization applies to all stable social differentiation.

 (1) [ answering the first criticism]: Now, all that we know about the mechanics of character formation –especially the processes of projection, reaction formation, compensation, and the like-   forces us to regard these bi-polar patterns as unitary within the individual. If we know that an individual is trained in the overt expression of one-half of one of these patterns, e.g. in dominance behavior, we can predict with certainty (though not in precise language) that the seeds of the other half -submission- are simultaneously sown in his personality. We have to think of the individual, in fact, as trained in dominance -submission, not in either dominance or submission. From this it follows that where we are dealing with stable differentiation within a community, we are justified in ascribing common character to the members of that community, provided we take the precaution of describing that common character in terms of the motifs of relationship between the differentiated sections of the community.

The same sort of considerations will guide us in dealing with our second criticism  the extremes of heterogeneity, such as occur in the modern ‘melting-pot’ communities. 2)Suppose we attempted to analyze out all the motifs of relationship between individuals and groups in such a community as New York City; if we did not end up in a madhouse long before we completed our study, we should arrive at a picture of a common character that would be almost infinitely complex – certainly that would contain more fine differentiations than the human psyche is capable of resolving within itself. At this point, then, both we and the individuals who we are studying are forced to take a short cut: to treat heterogeneity as a positive characteristic of the common environment, sui generis. When, with such an hypothesis, we begin the look at common motifs of behavior, we note the very clear tendencies towards glorifying in heterogeneity for its own sake (as in the Robinson Latouche ‘Ballad for Americans’) and toward regarding the world as made up as an infinity of disconnected quiz-bits (like in Ripley’s  ‘Believe It or Not’).

 

3) The third objection , the case of the individual deviant, falls in the same frame of reference as that of the differentiation of stable groups. The boy on whom an English public-school education does not take, even though the original roots of his deviance were laid in some ‘accidental’ traumatic incident, is reacting to the public-school system.  The behavioral habits which he acquires may not follow the norms which the schools intend to implant, but they are acquired in reaction to those very norms. He may (and often does) acquire patterns the exactly opposite of normal; but he cannot conceivably acquire irrelevant patterns. He may become  a ‘bad’ public school Englishman, he may become insane, but still his deviant characteristics will be systematically related to the standard public-school character as the character of Iatmul natives of one sex is systematically related to the character of the other sex. His character is orientated to the motifs and patterns of relationship in the society in which he lives.

4) The same frame of reference applies to the fourth consideration, that of changing communities and the sort of differentiation which occurs when one section of a community lags behind another in change. Since the direction in which a  change occurs will necessarily be conditioned by the status quo ante, the new patterns, being reactions to the old, will by systematically related to the old. As long as we confine ourselves to the terms and themes of this systematic relationship, therefore, we are entitled to expect regularity of character in the individuals. Furthermore, the expectation and experience of change may, in some cases, be so important as to become a common character-determining factor sui generis, in the same sort of way that ‘heterogeneity’ may have positive effects.

5) Lastly, we may consider cases of shifting national boundaries. Here, of course, we cannot expect that a diplomat’s signature on a treaty will immediately modify the characters of individuals whose national allegiance is thereby change. It may even happen- for example, in cases where a preliterate native population is brought for the first time in contact with Europeans- that, for some time after the shift, the two parties to such a situation will behave in a exploratory  or almost random manner, each retaining its own norms and not yet developing any special adjustments to the situation of contact. During this period, we should still not expect any generalizations to apply to both groups. Very soon, however, we know that each side does develop special patterns of behavior to use in its contacts with the other. At this point, it becomes meaningful to ask what systematic terms of relationship will describe the common character of the two groups; and from this point on, the degree of common character structure will increase until the two groups become related to each other just as two classes or sexes in a stable, differentiated society.

In sum, to those who argue that human communities show too great internal differentiation or contain too great a random element for any notion of common character to apply, our reply would be that we expect such an approach to be useful (a) provided we describe common character in terms of of the themes of relationship between groups and individuals within the community, and (b) provided we allow sufficient time to elapse for the community to reach some degree of equilibrium or to accept either change of heterogeneity as characteristic of their human environment.


Differences Which We May Expect Between National Groups

 

The above examination of ‘straw men’ in the case against ‘national character’ has very stringently limited the scope of this concept. But the conclusions from this examination are by no means simply negative. To limit the scope of a concept is almost synonymous with defining it.

We have added one very important tool to our equipment –the technique of describing the common character (or the ‘highest common factor’ of character) of individuals in a human community in terms of bi-polar adjectives. Instead of despairing in face of the fact that nations are highly differentiated, we shall take the dimensions of differentiation as our clues to national character. No longer content to say ‘’Germans are submissive,’ or ‘Englishmen are aloof,’ we shall use such phrases as ‘dominant-submissive’ when relationships of this sort can be shown to occur. Similarly, we shall not refer to ‘the paranoidal’ element in German character,’ unless we can show that by ‘paranoidal’ we mean some bi-polar characteristic of German-German or German-foreign relationships. We shall not describe varieties of character by defining a given character in terms of position on a continuum between extreme dominance and extreme submissiveness, but we shall, instead, try to use for our descriptions some such continua as ‘degree of interest in, or orientation towards, dominance-submission.’

So far, we have mentioned only a very short list of bi-polar characteristics: dominance-submission, succoring-dependence, and exhibitionism-spectatorship. One criticism will certainly be uppermost in the reader’s mind, that, in short, all three of these characteristics are clearly present in all Western cultures. Before our method becomes useful, therefore, we musty try to expand it to give us sufficient scope and discriminatory power to differentiate one Western culture from another.

As this conceptual framework develops, no doubt, many further expansions and discriminations will be introduced. The present paper will deal with only three such types of expansion.


Alternatives to Bipolarity


When we invoked bipolarity as a means of handing differentiation within society without foregoing some notion of common character structure, we considered only the possibility of simple bipolar differentiation. Certainly this pattern is very common in Western cultures; take, for instance, Republican- Democrat, Right-Left,  Male-Female, God and the Devil, and so on. These people even try to impose a binary pattern on phenomena which are not duel in their nature - youth versus age, labor versus capital, mind vs matter and, in general, they lack the organizational devices for handling triangular systems; the inception of any third party is always regarded, for example, as a threat to our political organization. This clear tendency towards dual systems ought not, however, to blind us to  the occurrence of other patterns.

There is, for example, a very interesting tendency in English communities towards the formation of ternary systems, such as parents-nurse-child, king-ministers-people, officers- N. C. O’s-privates. While the precise motifs of relationship in these ternary systems remain to be investigated, it is important to note that these systems are neither ‘simple hierarchies’ nor ‘triangles’.

By pure hierarchy, I should mean a serial; system in which face-top-face relations do not occur between members when they are separated by some intervening member; in other words, systems in which the only communication between A and C passes through B. By triangle I should mean a threefold system with no serial; properties.

The ternary system, parent-nurse-child, on the other hand, is very different from either of these other two forms. It contains serial elements, but face-to-face contact does occur between the first and third members. Essentially, the function of the middle member is to instruct and discipline the third member in the forms of behavior which he should adopt in his contacts with the first. The nurse teaches the child how to behave towards its parents, just as the N. C. O.’ teaches and disciplines the private how he should behave towards officers. In psychoanalytic terminology, the process of introjection is done indirectly, not by direct impact of the parental personality upon the child. The face-to-face contact between the first and third members are, however, very important. We may refer, in this connection, to the vital daily ritual in the British Army, in which the officer of the day asks the assembled privates and N. C. O. ’s whether there are any complaints.

Certainly, any full discussion of the English character ought to allow for ternary, as well as bipolar patterns.


Symmetrical Motifs

So far, we have considered only what we have called ‘complementary’ patterns of relationship, in which the behavior patterns at one end of the relationship are different from, but fit in with, the behavior patterns at the other end (dominance-submission etc.).There exists, however, a whole category of human interpersonal behavior which does not conform to this description. In addition to the contrasting complementary patterns, we have to recognize the existence of a series of symmetrical patterns, in which people respond to what others are doing by themselves doing something similar. In particular, we have to consider those competitive patterns in which individual or group A is stimulated to more of any type of behavior by perceiving more of the same type of behavior (or greater success in that type of behavior) in individual or group B.

There is a very profound contrast  between such competitive systems of behavior and complementary dominance-submission systems- a highly significant contrast for any discussion of national character. In complementary striving, the stimulus which prompts A to greater efforts is the relative weakness of B; if we want to make A subside or submit, we ought to show him that B is stronger than he is. In fact, the complementary character structure may be summarized by the phrase ‘bully-coward,’ implying a combination of these characteristics in the personality. The symmetrical competitive systems, on the other hand, are an almost precise functional opposite of the complementary. Here the stimulus which evokes greater striving in A is the vision of the greater strength or striving in B; and, inversely, if we demonstrate to A that B is really weak, A will relax his efforts.

It is probable that these two contrasting patterns are alike available as potentialities in all human beings; but clearly, any individual who behaves both ways at once will risk internal confusion and conflict. In the various national groups, consequently, different methods of resolving this discrepancy have developed. In England and in America, where children and adults are subjected to an almost continuous barrage of disapproval whenever they exhibit the complementary patterns, they inevitably come to accept the ethics of ‘fair play.’ Responding to the challenge of difficult, they cannot, without guilt, kick the underdog. For British morale Dunkirk was a stimulus, not a depressant.

In Germany, on the other hand, the same clichés are apparently lacking, and the community is chiefly organized on the basis of  a complementary hierarchy in terms of dominance and submission. The dominance behavior is sharply and clearly developed; yet the picture is not perfectly clear and needs further investigation. Whether a pure dominance-submission hierarchy could ever exist as a stable system is doubtful. It seems that in the case of Germany, the submission end of the pattern is masked, so that overt submissive behavior is almost as strongly tabooed as it is in America or England. In place of submission, we find a sort of parade-ground impassivity.

A hint as to the process by which the submissive role is modified and rendered tolerable comes to us out of the interviews in a recently begun study of German life histories. One German subject described how different was the treatment which he, as a boy, received in his South German home, from that which his sister received. He said that much more, was demanded of him; that his sister was allowed o evade discipline; that whereas he was always expected to click his heels and obey with precision, his sister was allowed much more freedom. The interviewer at once began to look for intersex sibling jealousy, but the subject declared that it was a greater honor for a boy to obey. ‘One doesn’t expect to much from girls,’ he said. ‘What one felt they (boys) should accomplish and do was very serious, because they had to be prepared for life.’ An interesting inversion of noblesse oblige.


Combinations of Motifs


Among the complementary motifs, we have mentioned only three- dominance-submission, exhibitionism,-spectatorship and succorance -dependence – but these three will suffice to illustrate the sort of variable hypothesis at which we can arrive by describing character in this hyphenated terminology. [ aggression-passivity, possessive- possessed, agent-tool etc. are other motifs that require more critical attention that can be attempted in  this paper.]

Since, clearly, all three of these motifs occur in all Western cultures, the possibilities for international difference ae limited to the proportions and ways in which the motifs are combined. The proportions are likely to be very difficult to detect, except where the differences are large. We may be sure ourselves that Germans are more orientated towards dominance –submission than are Americans, but to demonstrate this certainty is likely to be difficult. To estimate differences in the degree of development of exhibitionism-spectatorship, or succorance-dependence in various nations will, indeed, probably be quite impossible.

If, however, we consider the possible ways in which these motifs may be combined together, wee find sharp qualitative differences which are susceptible to easy verification. Let us assume that all three of these motifs are developed in all relationships in Western cultures, and from this assumption go onto consider which individual plays which role.

It is logically possible that in one cultural environment A will be dominant and exhibitionist, while B is submissive and a spectator; while in another culture X may be dominant and spectator, while Y is submissive and exhibitionist.

Examples of this sort of contrast rather easily come to mind. Thus we may note that whereas the dominant Nazis preen themselves before the people, the czar of Russia kept his private ballet, and Stalin emerges from seclusion only to review his troops. We might present the relationship between the Nazi Party and the people thus:

Party:                                               People:
Dominance                                      Submission
Exhibitionism                                  Spectatorship

While the Czar and his ballet would be represented:

Czar:                                                 Ballet:
Dominance                                       Submission                  
Spectatorship                                    Exhibitionism

Since these European examples are comparatively unprovable, it is worthwhile at this point to demonstrate the occurrence of such difference by describing a rather striking ethnographic difference which has been documented more fully.


In Europe, where we tend to associate succoring behavior with social superiority, we construct our parent symbols accordingly. Our God, or our king, is the ‘father’ of his people. In Bali, on the other hand, the gods are the ‘children’ of the people, and when a god speaks through the mouth of a person in a trance, he addresses anyone who will listen as ‘father.’ Similarly, the rajah is sajanganga (‘spoilt’ like a child) by his people. The Balinese, further, are very  fond of putting children in the combined roles of god and dancer; in mythology, the perfect prince is polished and narcissistic. Thus, the Balinese pattern might be summarized thus:

High Status:                                          Low Status:
Dependence                                          Succoring
Exhibitionism                                       Spectatorship

And this diagram would imply, not only that the Balinese feel dependence and exhibitionism and superior status go naturally together, but also that a Balinese will not readily combine succoring with exhibitionism (that is, Bali completely lacks the ostentatious gift-giving characteristic of many primitive peoples)  or will be embarrassed if forced by context to attempt such a combination.

Although the analogous diagrams for our Western cultures cannot be drawn with the same certainty, it is worthwhile to attempt them for the parent-child relationships in English, American, and German cultures. One extra complication must, however, be faced; when we look at pat\rent-child relationships instead of relationships between princes and people, we have to make specific allowances for the changes in the pattern which occurs  as the child grows older. Succorance-dependence is undoubtedly a dominant motif in early childhood, but various mechanisms later modify this extreme dependence, to bring about some degree of psychological independence.

The English upper – and middle-class- patent-child relationship would be represented diagrammatically thus:

Parents:                                 Children:
Dominance                            Submission (modified by ‘ternary’ nurse system)
Succoring                               Dependence (dependence habit broken by
                                                separation- children sent to school)

Exhibitionism                         Spectatorship ( children listen silently at meals)

In contrast with this, the analogous American pattern seems to be:

Parents:                                    Children:

Dominance (slight)                   Submission(slight)
Succoring                                  Dependence
Spectatorship                             Exhibitionism

And this pattern differs from the English not only in the reversal of the spectatorship-exhibitionism roles, but also in the content of what is exhibited. The American child is encouraged by his parents to show off his independence. Usually the process of psychological weaning is not accomplished by sending the child away to a boarding school; instead, the child’s exhibitionism is played off against his independence, until the later is neutralized. Later, from this beginning in the exhibition  of independence, the individual may sometimes go on in adult life to show off succorance,  his wife and family becoming to some degree his ‘exhibits.’

Though the analogous German pattern probably resembles the American in the arrangement of the paired complementary roles, certainly it differs from the American in that the father’s dominance is much stronger and much more consistent and especially in that the context of the boy’s exhibitionism is quite different.  He is, in fact, dominated into a sort of heel-clicking exhibitionism  which takes the place of overt submissive behavior. Thus, while in the American character exhibitionism is encouraged by the parent as a method of psychological weaning, both its function and its content are for the German entirely different.

Differences of this order, which may be expected in all European nations, are probably the basis of many of our naïve and often unkind international comments. The may, indeed, be of considerable importance in the mechanics of international relations, in as much as an understanding of them might dispel some of our misunderstandings. To an American eye, the English too often appear ‘arrogant,’ whereas to an English eye the American appears to be ‘boastful.” If we could show precisely how much truth and how much distortion is present in these impressions, it might be a real contribution to inter-allied cooperation.

In terms of the diagrams above, the ‘arrogance’ of the Englishman  would be due to a combination of dominance and exhibitionism. The Englishman in a performing role (the parent at breakfast, the newspaper editor, the political spokesman, the lecturer, or what not) assumes that he is also in a dominant role –that he can decide in accordance with the vague, abstract standards what sort of performance to give – and the audience can ‘take it or leave it.” His own arrogance he sees either as ‘natural’ or as mitigated by his humility in the face of abstract standards. Quite unaware that his behavior could conceivably be regarded as a comment on his audience, he is, on the contrary, aware only of behaving in the performer’s role, as he understand s that role. But the American does not see it thus. To him, the ‘arrogant’ behavior of the Englishman appears to be directed against the audience, in which case the implicit invocation of some abstract standard appears only to add insult to injury.

Similarly, the behavior which an Englishman interprets as ‘boastful’ in an American is not aggressive, although the Englishman may feel that he is being subjected to some sort of invidious comparison. He does not know that, as a matter of fact, Americans will only behave like this to people who they rather like and respect. According to the hypothesis above, the ‘boasting’ pattern results from the curious linkage whereby exhibition of self-sufficiency and independence is played-off against over-dependence. The American, when he boasts, is looking for approval of his upstanding independence; but the naïve Englishman interprets this behavior as a bid for some sort of dominance or superiority.

In this sort of way, we may suppose that the whole flavor of one national culture may differ from that of another, and that such differences may be considerable enough to lead to serious misunderstandings. It is probable, however, that these differences are not so complex in their nature as to be beyond the reach of investigation. Hypotheses of the type which we have advanced could be easily tested, and research on these lines is urgently needed.


National Character and American Morale

Using the motifs of interpersonal and intergroup relationship as our clues to national character, we have been able to indicate certain orders of regular difference which we may expect to find among the peoples who share our Western civilization. Of necessity, our statements have been theoretical rather than empirical; still, from the theoretical structure which we have built up, it is possible to extract certain formulas which may be useful to the builder of morale.

All these formulas are based upon the general assumption that people will respond most energetically when the context is structured to appeal to their habitual patterns of reaction. It is not sensible to encourage a donkey to go up hill by offering him raw meat, nor will a lion respond to grass.

 

1) Since all Western nations tend to think and behave in bipolar terms, we should do well, in building American morale, to think of our various enemies as a single hostile entity. The distinctions and gradations which intellectuals might prefer are likely to be disturbing.

2) Since both Americans and English respond most energetically to symmetrical stimuli, we shall be very unwise if we soft-pedal the disasters of war. If our enemies defeat us at any point, that fact ought to be used to the maximum as a challenge and spur to further effort. When our forces have suffered some reverse, our newspapers ought to be  in no hurry to tell us that ‘enemy advances have been checked.’

 Military progress is always intermittent, and the moment to strike, the moment when maximum morale is needed, occurs when ty enemy is solidifying his positon and preparing the next blow. At such a moment, it is not sensible to reduce the aggressive energy of our leaders and people by smug reassurance.

3) There is, however, a superficial discrepancy between the habit of symmetrical motivation and the need to sow self-sufficiency. We have suggested that the American boy learns to stand on his own feet through those occasions in childhood when his parents are approving spectators of his self-sufficiency. Of this diagnosis is correct, it would follow that a certain bubbling up of self-appreciation is normal and healthy in Americans and is perhaps an essential ingredient in American independence and strength.

A too literal following of the formula above, therefore, a too great insistence upon disasters and difficulties, might lead to some loss of energy through damming up of this spontaneous exuberance. A rather concentrated diet of ‘blood, sweat and tears’ may be good for the English; but Americans, while no less dependent upon symmetrical; motivation, cannot feel their oats when fed on nothing but disaster. Our public spokesmen and newspaper editors should never soft-pedal the fact that we have a man-sized job on our hands, but they will do well to insist also that America is a man-sized nation. Any sort of attempt to reassure Americans by minimizing the strength of the enemy must be avoided, but frank boasts of real success are good.

(4) Because our vision of the peace is a factor in war- making morale, it is worthwhile to ask at once  what light the study of national differences  may throw upon the problems of the peace table.

 

WE have to devise a peace treaty (a) such that Americans and British will fight to achieve it, and (b) such that it will bring out the best rather than the worst of our enemies. If we approach it scientifically, such a problem is by no means beyond our skill.

The most conspicuous psychological hurdle to be negotiated, in imagining such a peace treaty, is the contrast between the British and American symmetrical patterns and the German complementary pattern, with its taboos on overt submissive behavior. The allied nations are not psychologically equipped to enforce a harsh treaty; they might draw up such a treaty, but in six months they would tire of keeping the underdog down. The Germans, on the other hand, if they see their role as ‘submissive,’ will not stay down without harsh treatment. We have seen these considerations applied even to such a mildly punitive treaty as was devised at Versailles; the allies omitted to enforce it, and the Germans refuse to accept it. It is, therefore, useless to repeat such dreams as away of raising our morale now, when we are angry with Germany. To do that would only obscure the issues in the final settlement.

The incompatibility between the complementary and symmetrical motivation means, in fact, that the treaty cannot be organized around simple dominance-submissive motifs; hence we are forced to look for alternative solutions. We must examine, for example, the motif of exhibitionism-spectatorship – what dignified role is each of the various nations best fitted to play? – and that of succoring-dependence – in the starving postwar world, what motivational patterns shall we evoke between those who give and those who receive food? And, alternatives to these solutions, we have the possibility of some three-fold structure, within which both the allies and Germany would submit, not to each other, but to some abstract principle.




*
Civilian Morale,  edited by Goodwin Watson, The Society for the Psychological Study of Social Issues, 1942



 

Thursday, December 17, 2020

Chairman Khrushchev Flies to America by Francis Spufford

 
 

Marx had drawn a nightmare picture of what happened to human life under capitalism, when everything was produced only in order to be exchanged; when true qualities and uses dropped away, and the human power of making and doing itself became an object to be traded. Then the makers and the things made turned alike into commodities, and the motion of society turned into a kind of zombie dance, a grim cavorting whirl in which objects and people blurred together till objects were half alive and the people were half dead. Stock-market prices acted back on the world as if they were  independent powers, requiring factories to be opened and closed, real human beings to work or rest, hurry or dawdle; and they, having given the transfusion that made the stock prices come alive, felt their flesh grow cold and impersonal on them, mere mechanisms for chunking out man-hours. Living money and dying humans, metal as tender as skin and skin as hard as metal, taking hands and dancing round, and round, and round. with no way ever of stopping; the quickened and the dead, whirling on. That was Marx’s description, anyway. And what would be the alternative? A dance of another nature? A dance to music of use, where every step fulfilled some real need, did some tangible good, and no matter how fast the dancers spun, they moved easily, because they moved to a human measure, intelligible to all, chosen by all . . .

Such a long journey. Such a long way traveled, the Chairman thought, since he had been a  quick kid himself, the kid on the coalfield with a homemade motorbike and three gold roubles in his pocket on a Friday, and the fluffy white duck-down hair ( That hadn’t lasted long.) Such a long journey to tis point in time for the whole country; and none of it easy, none of it achieved without cost. No one gave us this beautiful plane. We built it ourselves, we pulled it out of nothing by our determination and strength. They tried to crush us over and over again, but we wouldn’t be crushed. We drove off the Whites. We winkled out the priests, out of the churches and more important out of people’s minds. We got rid of the shopkeepers, thieving bastards, getting their dirty fingers in every deal, making every straight thing crooked. We dragged the farmers into the twentieth century, and that was hard, that was a cruel business and there were some hungry years there, but it had to be done, we had to get the muck off our boots.

 

We realized there were saboteurs and enemies among us, and we caught them, but it drove us mad for a while, and for a while we were seeing enemies and saboteurs everywhere and hurting people who were brothers, sisters, good friends, honest comrades. Then the Fascists came, and stamping on them was bloody, nobody could call what we did then sweetness and light, wreckage everywhere, but what are you going to do when a gang of murders breaks into the house? And the Boss didn’t help much. Wonderful clear mind, but by that time he was frankly screwy, moving whole nations round the map like chess pieces, making sit up all night with him and drink that filthy vodka till we couldn’t see straight, and always watching us: no, I don’t deny we went wrong, in fact you recall it was me that said so.

But all the while were building. All the while we were building factories and mines, railroads and roads, towns and cities, and all without help, without getting the say-so from any millionaire or bigshot. We did that. We taught  people to read, we taught them to love culture. We sent millions of them to school and millions of them to college, so they could have the advantages we never had. We created the boys and girls who’re young now. We did  the dirty work so they could inherit a clean world.

And now was the time when it all paid off, he thought. The wars were over, the enemies were gone, the mistakes were rectified. Forty-two years since the Revolution, and at last the pattern of the new society was established. All the young people had known no other way of living. They had never seen a rich man going past in his carriage; they had never seen a private shop. And so at last it was becoming possible to make good on all the promises which they’d fed the people during the hungry years. All well and good, he thought, because we really meant them, we weren’t trying to hoodwink anyone, but there’s a limit to how long you can keep going on that kind of a diet. You can’t make soup out of promises. Some comrades seem to think that fine words and fine ideas were all the world would ever require, that pure enthusiasm would carry humanity forward to happiness: well excuse me, comrades, but aren’t we supposed to be materialists? Aren’t we supposed to be the ones who get along without fairytales? If communism couldn’t give people a better life than capitalism, he personally couldn’t see the point. A better life, in a straightforward, practical way: better food, better clothes, better houses, better cars, better airplanes (like this one), better football games to watch and cards to play and beaches to sit on, in the summertime, with children splashing about in the surf and a nice bottle of something cold to sip. More money to spend- or else more of a world in which money was no longer necessary  to ration out good things, because there were so many good things, all gushing out of the whatchamacallit, the thing like a cone spilling over with fruit. The horn of plenty.

Fortunately, the hard part of the task was nearly done. They had almost completed the heavy lifting, they had heaved and shoved and (yes) driven people on with kicks and curses, and they had built the basis for a good life, their very own horn of plenty pouring forth the necessary steel; and coal and electricity. They had done the big stuff. All that remained was to get the small stuff right. It was time to use what they had built to make life a pleasure instead of a struggle. They could do it. If they could produce a million tons of steel, they could produce a million tons of anything. The just had to concentrate on directing their horn of plenty so that, as well as spitting out girders, it now also overflowed with music boxes. Now the sacrifices ended. Now came the  age of cream and dumplings; the old dream of a feast that never had an end, but truly delivered, delivered in sober daylight, by science.


 

Wednesday, December 16, 2020

The Main American Formula and the Frustrated Middle Sort by Henry James



What prevails, what sets the tune, is the American scale of gain, more magnificent than any other, and the fact that the whole assumption, the whole theory of life, is that of the individual participation in it, that of his being more or less punctually and more or less effectually ‘squared.’ To make so much money that you won’t, that you don’t ‘mind’, don’t mind anything – that is absolutely, I think the main American formula. Thus your making no money –or so little that it passes there for none – and being thereby distinctly reduced to minding, amounts to your being reduced to the knowledge that America is no place for you . . .

The immense majority of people pull, luckily for the existing order, the string that consecrates their connection with it; the minority (small, however, only in comparison) pull the string that loosens that connection. The existing order  is meanwhile safe, inasmuch as the faculty of making money is in America the commonest of all and fairly runs the streets: so simple a matter does it appear there, among vast populations, to make betimes enough not to mind. Yet the withdrawal of the considerable group of the pecuniarily disqualified seems no less, for the present, an assured movement; there will always be scattered individuals condemned to mind on a scale beyond any scale of making. The relation of this modest body to the country of their birth , which asks so much, on the whole – so many surrenders and compromises, and the possession above all of such  prodigious head for figures –before it begins, in its wonderful way, to give or to ‘pay’ would appear to us extremely touching. I think, as in the case of communion baffled and blighted, if we had time to work it out. It would bathe in something of a tragic light the vivid truth that the ‘great countries are all, more and more, happy lands (so far as any can be called such) for any, for every sort of person rather than the middle sort.

The upper sort - in the scale of wealthy, the only scale now –can to their hearts content build their own castles and move by their own motors; the lower sort, masters of gain in their degree, can  also profit,  to their hearts’ content, by the enormous extension of those material facilities which may be be gregariously enjoyed;  they are able to rush about, as never before under the sun. in promiscuous packs  and hustled herds, while to the act of so rushing about all felicity and prosperity appear for them to have been comfortably reduced.


The frustrated American, as I have hinted at him, scraping for his poor practical solution who ‘makes’ to little for the castle and yet ‘minds’ too much for the hustled herd, who can neither achieve such detachment nor surrender to such society, and who most of all accordingly, in the native order, fails of a working basis.